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Endocrine Cancer Center, Department of Endocrinology, Diabetes and Rheumatology, University Hospital Dusseldorf, Moorenstr. 5, D-40225 Dusseldorf, Germany
(Requests for offprints should be addressed to M Schott; Email: schottmt{at}uni-duesseldorf.de)
| Abstract |
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| Introduction |
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Since their first description in 1973 (Steinman & Cohn 1973), DCs generated ex vivo have been used for vaccination in a multitude of different studies in murine models and humans. These studies provided the proof of principle that DC vaccines can work under these conditions. Despite this, the efficacy of anti-tumour immunization has recently been questioned (Rosenberg et al. 2004), which was chiefly due to the very limited number of cancer patients with objective (long-term) clinical responses. The question is, however, not whether DC immunizations work in humans, but rather where to direct future research focus in order to improve clinical efficacy rates. This review article will focus not only on the recent developments in DC physiology in the context of anti-tumour immunity, but also on the vaccination trials already performed in non-endocrine and endocrine malignancies such as medullary thyroid carcinoma (MTC). Finally, future perspectives as to how vaccination protocols might be improved will be discussed.
| DC pathways and functional differences |
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and IFN-ß) after viral infection (Cella et al. 1999, Siegal et al. 1999). Most recently, a third of the DC subtype has been independently described by two groups (Chan et al. 2006, Taieb et al. 2006). These cells are distinct from conventional DCs and pDCs with the molecular expression profile of both NK cells and DCs. They are termed IFN-producing killer DCs (IKDCs) due to their ability to produce substantial amounts of type I IFNs and kill target cells by tumour necrosis factor (TNF)-related apoptosis-inducing ligand (TRAIL) pathways (Fig. 1
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, TNF or IL-15 (Luft et al. 1998, Paquette et al. 1998, Santini et al. 2000, Blanco et al. 2001, Mohamadzadeh et al. 2001, Chomarat et al. 2003). IL-4-DCs represent a homologous population, whereas TNF-DCs show a heterogeneous pattern, including both CD1a + Langerhans cells and CD14 + interstitial DCs (Chomarat et al. 2003). Langerhans cells seem to be efficient activators of CD8 + CTLs, whereas interstitial DCs induce differentiation of naíve B cells into immunoglobulin-secreting plasma cells (Caux et al. 1996, 1997).
Different DC subtypes also reveal different functions (Fig. 2
). For instance, splenic CD8
+ DCs in the murine system prime naíve CD4 + T cells to secrete Th1 cytokines in a process that involves IL-12, whereas splenic CD8
+ DCs prime naíve CD4 + T cells to produce Th2 cytokines (Maldonado-Lopez et al. 1999, Pulendran et al. 1999). This polarization also depends on the signals received by the DCs. In humans, for instance, monocyte-derived DCs activated by CD40 ligand (CD40L) prime Th1-cell responses through an IL-12-dependent mechanism, whereas pDCs activated by IL-3 and CD40L have been shown to secrete only small amounts of IL-12 and prime Th2-cell responses (Rissoan et al. 1999). Thus, both the type of DC subset and the activation signals to which DCs are exposed are important in the polarization of T cells (Banchereau & Palucka 2005).
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| DCs and immune tolerance |
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| In vitro generation of DCs |
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-DCs generated in 3-day culture are efficient in inducing immunity also. This has been shown in the severe combined immuno deficiency (SCID) mouse model (Santini et al. 2000) as well as in the human system (Parlato et al. 2001, Tosi et al. 2004). We have used this procedure for immunizing patients with metastasized MTC, resulting in tumour-specific immunity in some cases (unpublished data). Apart from monocytes, other cell types have also been used as progenitors for DC vaccinations. Peripheral-blood DCs loaded with specific antigens have been administered to patients with follicular B-cell lymphoma (Hsu et al. 1996) and prostate cancer (Small et al. 2000). Furthermore, an Flt3-based DC enrichment results in immunological and clinical response in some patients (Fong et al. 2001c), and CD34 + haematopoietic progenitor cells (CD34-DCs) have also been applied in the DC immunization in cancer patients with increased rates of measurable clinical response in patients recognizing more than two antigens (Banchereau et al. 2001). In summary, a standardized DC generation protocol as recently proposed (Figdor et al. 2004) is still a matter of debate, and no consensus has been reached. Intensive work is still needed to solve this problem in the future.
| Maturation of DCs |
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production (Schuler-Thurner et al. 2002). Nevertheless, this method needs to be examined in parallel with other stimuli. Indeed, the combination of IL-1ß and TNF with type I and type II IFNs (IFN-
and IFN-
respectively) seems to yield more potent DCs in terms of secretion of IL-12 and induction of tumour-specific CTLs in vitro (Mailliard et al. 2004). An important step will be to identify the stimuli that trigger a desired DC maturation programme leading to the induction of tumour-specific CTLs, but not regulatory T cells. Toll-like receptor ligands in general may represent such a stimulus, leading to enhanced DC function (Reis e Sousa 2001). | Loading methods in tumour antigens |
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A totally different approach of antigen delivery into DCs is to fuse the DCs with tumour cells. In this approach, the entire repertoire of tumour antigens, including those yet to be identified, is expressed with the immune-stimulating machinery of DCs. The fusion cell vaccine allows the induction of helper T and CTL responses by class II presentation of exogenous protein and class I presentation of newly synthesized endogenous protein. Vaccination with fusion cells has eradicated the established tumours in various animal models (Gong et al. 1997, 2002). In human MUC1 transgenic mice, vaccination with fusion cells reverses immunological unresponsiveness to MUC1 and results in the rejection of MUC1-positive tumours (Gong et al. 1998). Preclinical studies with patient-derived breast cancer cells and DCs have also demonstrated that fusion cells induce tumour-specific CTL responses and lysis of autologous tumour cells (Gong et al. 2000). Most recently, Avigan et al.(2004) confirmed these results by demonstrating a Th1 immunity and clinical response in patients with metastatic breast and renal cancer. Most of the works in this field have been published from the group mentioned earlier. Therefore, these data await confirmation by others. In our studies, we were able to demonstrate that DCs might be fused with the tumour cells shown to have high efficacy rates in adrenal carcinoma cells (Papewalis et al. 2006). Using electron microscopy, we could demonstrate viable cells indicated by intact basal membranes. So far, however, we were successful only in cell lines and not in primary cultures of endocrine tumours.
There are some additional methods of antigen delivery such as the presentation of DCs to dead tumour cells aiming the phagocytosis of tumour cell particles by DCs and to present them (Albert et al. 1998, Berard et al. 2000). Indeed, DCs cultured with killed allogeneic melanoma, prostate- or breast-cancer cell lines prime naíve CD8 + T cells against tumour antigens in vitro (Berard et al. 2000, Neidhardt-Berard et al. 2004). Recently, DC vaccination was reported to lead to the induction of tumour-specific T-cell immunity and long-lasting tumour regression after co-culturing with a killed allogeneic melanoma cell line in two out of twenty patients (Banchereau & Palucka 2005).
Finally, the transfection of RNA coding for defined antigens by electroporation may represent an elegant method of antigen delivery (Van Tendeloo et al. 2001). RNA transfection does not require expensive production of GMP quality proteins or antibodies. In addition, RNA also appears advantageous over other transfection methods with naked DNA or viral transfection, as RNA transfection leads only to the transient antigen expression; however, this is sufficient for antigen processing and presentation.
| Route of DC administration |
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| Frequency of DC administration |
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| DC immunotherapy in non-endocrine malignancies |
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Several other studies have been performed on prostate cancer using cell-associated antigens as targets for DC immunization therapies. So far, three cell-specific antigens, the prostate-specific antigen (PSA), prostate-specific membrane antigen (PSMA) and prostatic acid phosphatase (PAP) have been used. Tjoa et al.(1998) reported on partial tumour regressions in nine out of 33 patients suffering from an advanced disease stage after i.v. infusion of DCs pulsed with human leukocyte antigen (HLA)-A0201-specific peptides from PSMA. Later studies have confirmed the initial results of clinical response in about a third of 19 cases treated (Tjoa et al. 1999, Murphy et al. 2000). Recently, another group reported on an in vivo immune response (DTH skin reactivity) in 50% of 28 prostate cancer patients after vaccination with PSA peptide-pulsed DCs. An epitope-specific in vitro tumour cell lysis could be detected in four of them (Perambakam et al. 2005). An interesting xenoantigen immunization approach was taken by Fong et al. (2001a), who administered DCs isolated from immobilized aphaereses and pulsed with mouse PAP (two monthly vaccinations either i.v., i.d. or into a lymph node). All 21 patients with metastatic prostate cancer developed Th1 responses to mouse PAP, and 11 also developed responses to the homogenous self-antigen, and six subjects showed clinical stabilization in their previously progressing prostate cancer. Small et al.(2000) treated 31 patients suffering from prostate cancer with infusions of a cellular vaccine prepared by isolating a DC precursor-enriched fraction from the aphaeresis products, which were then exposed to a recombinant fusion protein consisting of PAP linked to the GM-CSF for 2 days. The fusion protein presumably targets the cells expressing GM-CSF receptor, including DC precursors, which then undergo maturation in vitro. This cellular vaccine (termed APC8015 or Provenge, Dendreon Corp., Seattle, WA, USA), which contains a variable percentage of DCs (a mean of 123 million DCs at 18% purity) was infused intravenously at weeks 0, 4, 8 and 24. All patients developed immune responses to the fusion protein, and 38% developed immune responses to the PAP. An alternative approach for treating prostate cancer may be the use of RNA for transfection of DCs. The studies by Heiser et al.(2002) demonstrated the induction of polyclonal prostate cancer-specific CTLs in all 13 patients treated for metastatic prostate cancer following the stimulation with PSA mRNA-transfected DCs and transient clearance of the circulating tumour cells in the peripheral blood. However, no significant clinical response was reported.
Promising results were also demonstrated in several other cancer forms such as malignant lymphoma. Hsu et al.(1996) were the first worldwide to use DCs in the vaccination of human beings with conditions such as lymphoma. The follow-up studies demonstrated in vitro CTL responses as well as partial clinical responses in some patients (Timmerman et al. 2002). Several other studies have been performed in renal cell carcinoma (Holtl et al. 1998, 2002), colon carcinoma (Morse et al. 1999) or malignant glioma (Yu et al. 2001).
So far, DC vaccinations in humans have been performed in small clinical trials to demonstrate the potential efficacy and assess the safety of DC immunizations. All clinical trials reported only minor side effects, suggesting that DC-based immunotherapy is safe. The majority of the symptoms, including local erythema, indurations, pain at the site of injection, low-grade fever, bouts of sweating and chills, are part of the intended activation of an immune response. Some studies in metastasized melanoma observed localized vitiligo and induction of thyroid-stimulating hormone-receptor antibodies or antinuclear antibodies. However, no severe vaccination-associated autoimmune reactions were described (Nestle et al. 1998, Banchereau et al. 2001).
| DC immunotherapy in non-thyroid endocrine malignancies |
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In the second patient, serum PTH and calcium levels steadily increased. Therefore, the immunization protocol was changed and a synthetic PTH peptide was used for DC pulsing in combination with T-helper antigen KLH (Bradwell & Harvey 1999). Although the tumour masses did not decrease significantly, serum PTH declined following vaccination, suggesting partial destruction of the tumour cells. During the follow-up, the patient needed repeated bisphosphonate therapy, and eventually died of pneumonia. Despite this devastating outcome, this case was the first to demonstrate the ability of using a polypeptide hormone as antigen to induce cytotoxic immunity in an endocrine carcinoma (Schott et al. 2000).
Recently, we also performed a DC vaccination trial in two patients with adrenocortical carcinoma (Papewalis et al. 2006). Within this study, the mature DCs were generated as previously described (Schuler-Thurner et al. 2002). Irrespective of the lethal outcome of our patients, we could demonstrate that TL-pulsed auto-logous DCs are able to induce a TL-specific immune response. In one of the two patients, granzyme B-positive T cells could be detected.
| DC immunotherapy in MTC |
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| Potential tumour antigens in MTC |
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(Chow et al. 1997, 1998, Chen et al. 1998), demonstrating PPCT-specific proliferative cellular and antibody responses following antigenDNA vaccine occurred in the presence of the GM-CSF gene. In contrast, co-delivery of IFN-
expression plasmid resulted in a decreased antibody response against hPPCT, which may however lead to enhanced Th1-like immunity (Macatonia et al. 1993, Chow et al. 1998). These data, together with the aforementioned reports on PTH-based tumour-specific immunity in vaccinated parathyroid carcinoma patients, represent the basis for using calcitonin as a specific target molecule in MTC. This idea may even be supported by the immune systems recognition of salmon calcitonin, which is being used for the treatment of osteoporosis, leading to calcitonin-specific autoantibodies (Grauer et al. 1993, 1995). Carcinoembryonic antigen (CEA) may be another potential target molecule in MTC. CEA is a 180 000 glycoprotein member of the Ig supergene family. Several functions have been attributed to CEA, such as cell adhesion and inhibition of cell death induced by the loss of anchorage to the extracellular matrix (Benchimol et al. 1989, Screaton et al. 1997). CEA represents a well-established tumour marker in different human cancer forms, most importantly in gastrointestinal malignancies. Different studies reported on the identification of HLA class I and II-restricted CEA epitopes (Kawashima et al. 1999, Nukaya et al. 1999, Shen et al. 2004) and induction of HLA class I-restricted CEA epitope-specific CTLs (Kim et al. 1998). During the follow-up clinical trials, CEA-positive cancer cases treated with CEA-peptide-pulsed DCs have been reported to demonstrate partial clinical response in some patients (Morse et al. 1999, Nair et al. 1999, Itoh et al. 2002, Liu et al. 2004, Matsuda et al. 2004). Comparable results have also been reported in in vitro and in vivo studies following transfection of DCs with CEA-mRNA (Nair et al. 1999, Eppler et al. 2002). Induction of cytotoxic immunity in a transgenic mouse model was also recently demonstrated (Saha et al. 2004). In MTC, CEA is a well-established tumour marker with higher correlation to tumour mass compared with calcitonin, and may therefore represent a favourable target molecule for vaccination.
Chromogranin A (CgA) may serve as target molecules as well. Chromogranin (secretogranins) constitute a family of water-soluble acidic glyco-proteins stored in secretory vesicles of neuroendocrine tumours containing proteins and peptide hormones (Taupenot et al. 2003). Like CEA, CgA also shows a strong correlation between serum levels and tumour mass; however, false positive values are frequently reported (Bajetta et al. 1999). Antigenic regions of CgA have been demonstrated using monoclonal antibodies (Corti et al. 1996). So far, however, they have not been used in the context of immunotherapy approaches.
Finally, cancer/testis antigens (CTAs) belong to the group of tumour-associated antigens expressed during ontogenesis in a number of solid tumours, but not in normal tissues except the testis. Examples of CTAs are MAGE, GAGE and SSX gene families, BAGE and NY-ESO-1. Most of them are highly immunogenic, eliciting spontaneous immune responses at either cellular level (Jager et al. 1998, 2000) or in association with a strong humoral component (Stockert et al. 1998) in patients with advanced cancer. An in vitro analysis of 23 sporadic MTC cases has revealed that 65% expressed NY-ESO-1, which significantly correlated with tumour recurrence (Maio et al. 2003). NY-ESO-1-specific antibodies could be detected in some cases. It may, therefore, be postulated that CTAs such as NY-ESO-1 may serve as specific target molecule for immunotherapy in MTCs as well.
| DC vaccination trials in MTC |
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Based on our own promising data of a PTH-specific immune response in one patient with parathyroid carcinoma, polypeptide hormone calcitonin was used for the vaccination of MTC patients (Schott et al. 2001b). A certain CEA-peptide (YLSGANLNL) was also administered to HLA A2-positive patients in order to broaden the antigenic repertoire. This peptide has already been used before in other non-endocrine malignancies resulting in tumour-specific immunity. In our initial study, seven patients were immunized by s.c. injections of 25 x 105 DCs loaded either with CEA-peptide and calcitonin (n = 6) or calcitonin only (n = 1) (Schott et al. 2001b). After DC vaccination, all seven patients developed a DTH reaction that immunohistochemistry revealed to be mediated by the infiltration with CD4 + and CD8 + T lymphocytes. In addition, three patients developed significant T-cell proliferation of peripheral blood lymphocytes in response to calcitonin and CEA. Peripheral blood lymphocytes drawn after initiation of treatment responded with high-level IFN-
secretion in some patients after stimulation with calcitonin or CEA, whereas the IL-4 production was only slightly increased (Schott et al. 2002). These data indicate the induction of a Th1-dominated cellular immune response against calcitonin and CEA in the majority of patients. Clinical follow-up revealed that three of the seven patients treated developed temporary clinical response with a decrease in calcitonin and CEA serum levels, while three showed stable disease. One patient, who failed to develop T-cell response to either calcitonin or CEA showed further tumour progression. Among the responders, one subject rejected all radiologically detectable liver metastases and developed a dramatic regression of pulmonary metastases (Fig. 3
) during the treatment period of 14 months (Schott et al. 2001b).
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. This resulted in a semi-mature DC phenotype, but potentially strong inducers of tumour-specific CD8 + T cells (Parlato et al. 2001, Tosi et al. 2004). Altogether, five MTC patients with extended metastatic spread with pulmonary and liver metastases were immunized with calcitonin-pulsed DCs only. In vivo delayed-type hypersensitivity skin reaction in one patient after injection of pure calcitonin revealed strong CD4 + and CD8 + T-cell infiltration as an indicator of a calcitonin-specific cytotoxic immune response. Three patients developed calcitonin-specific immune response measurable in vitro. Detailed epitope analyses then revealed an HLA class II-restricted immune response directed towards the central region of calcitonin. Most interestingly, all epitopes identified covered the central region of calcitonin (amino acids 1320). This region has already been shown to be the highest immunogenic region in the context of humoral immunity (Zhang et al. 1997).
Parallel to our work, Stift et al.(2003) performed DC trials with autologous TL for antigen delivery. Based on in vitro data with induction of cytotoxic immunity in three MTC patients (Bachleitner-Hofmann et al. 2002), an in vivo trial in patients with solid cancers was initiated. Four of those patients suffered from metastatic MTC (Stift et al. 2003). As described by the authors, a tumour marker response was observed. However, most importantly, two patients showed shrinkage in cervical lymph nodes by computed tomography. Then another clinical follow-up study in MTC patients was performed (Stift et al. 2004). In all ten immunized MTC patients, positive immunological responses could be detected as evaluated by in vivo delayed-type hypersensitivity reaction or in vitro intracytoplasmic IFN-
detection assay. Three patients showed partial response, one presenting a minor response, and two showed stable disease, whereas the remaining four had progressive disease. Recently, the same group also reported on the establishment of human MTC cell lines, which have been generated from patients. The authors postulate that these tumours may represent a source for the generation of TL for immunization. However, the likely HLA-mismatch needs to be accounted for in future vaccinations before being administered to patients (Pfragner et al. 2005).
In summary, these results clearly demonstrate that autologous DCs are able to induce an antigen-specific Th1-driven immunity in MTC patients. Whether this immune response elicits tumour-specific CTLs needs to be determined in the future. This includes the question of whether the clinical response data reported will result in long-term clinical effects in these patients.
| Concluding remarks and future aspects |
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| Acknowledgements |
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